The organization responsible for regulating the sale of stocks and bonds is?

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The Securities and Exchange Commission (SEC) is the government agency responsible for regulating the securities markets, including the sale of stocks and bonds. The SEC's primary mission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. It enforces federal securities laws, oversees securities exchanges, and has the authority to regulate investment companies and investment advisors.

The SEC plays a vital role in ensuring that the companies that issue stocks and bonds provide full and accurate information to the public, which helps maintain investor confidence in the financial markets. This oversight is critical for preventing fraudulent practices in the securities industry and ensuring transparency in financial reporting.

In contrast, the other entities mentioned do not have the primary responsibility for regulating the sale of stocks and bonds. The Federal Reserve primarily focuses on monetary policy and regulating banks. The Banking Corporation, while involved in financial services, does not regulate the securities markets. The Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization that oversees broker-dealers but does so under the auspices of the SEC, rather than being the main regulatory body itself.

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